Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed

Equitable Advisors, LLC

location

STAMFORD, CT

experience

36 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Mitchell Walker is a financial professional with over 30 years of experience in the industry. Mitchell is currently registered with Equitable Advisors, LLC and is licensed to provide financial services in Connecticut, Georgia and New York. Mitchell has previously worked at ROYAL ALLIANCE ASSOCIATES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION and PENNSYLVANIA SECURITIES COMPANY. Mitchell holds Series 6, Series 63 and SIE licenses and specializes in providing financial advice to individuals, businesses, corporations, pension plans, insurance companies, investment companies, charitable organizations and high net worth individuals.

SPECIALIZATIONS

No specializations listed.

Unclaimed

J.p. Morgan Securities LLC

location

ORANGE, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Mitchell Sousa is a financial professional with J.P. Morgan Securities LLC, specializing in investments, financial planning and portfolio management. Mitchell has a Series 63, Series 6TO, and SIE license. Mitchell is registered in Connecticut, New Jersey and New York. Mitchell has been in the industry since July 17, 2024.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Mitchell Buttrey is a registered representative with Prudential Annuities Distributors, Inc., located in Shelton, CT. Mitchell holds the Series 63, Series 6TO, and SIE licenses. Mitchell is currently registered in California and North Carolina.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Starwood Capital, LLC

location

GREENWICH, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Mitesh H. Parekh is a financial advisor with Starwood Capital, LLC, a firm based in Greenwich, CT. Mitesh has been in the industry since March 26, 2021 and holds a Series 63, SIE and Series 6TO licenses. Mitesh is registered in Connecticut and New Jersey.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

M Kristin Patterson has been in the financial services industry since October 2014. M Kristin is currently registered with Prudential Annuities Distributors, Inc. and previously held a position with VOYA FINANCIAL PARTNERS, LLC and DIRECTED SERVICES LLC. M Kristin holds the Series 6 and SIE exams.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Raymond James & Associates, Inc.

location

Greenwich, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Mo Fahimi is a financial advisor with over 17 years of experience in the industry. Mo is currently registered with Raymond James & Associates, Inc. and has held previous positions with DEUTSCHE BANK SECURITIES INC. Mo is licensed to provide securities and investment advisory services in multiple states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WINDSOR, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Mofya Edith Zimba is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 10 years of experience in the financial services industry. Mofya has worked for several firms, including WELLS FARGO CLEARING SERVICES, LLC, and SANTANDER SECURITIES LLC. Mofya is registered with FINRA and is licensed to sell securities in 14 states, including Connecticut, Texas, and California. Mofya holds the Series 66, Series 63, and Series 7TO licenses. She is also a registered Investment Advisor Representative. Mofya specializes in working with individuals and businesses, as well as pension consulting and portfolio management. Mofya is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mohamed Kobah Turay is a financial professional with over 20 years of experience in the industry. Mohamed has a Series 6, Series 63 and SIE license. Mohamed currently works at Voya Financial Partners, LLC and has been with the firm since September 2019. Previously, Mohamed was employed at MML Investors Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

SPECIALIZATIONS

No specializations listed.

Unclaimed

PFS Investments Inc.

location

BLOOMFIELD, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Mohammed Afzal Waseem is a registered representative with PFS Investments Inc., an investment advisor firm based in Duluth, Georgia. Mohammed holds a Series 6, Series 63, and SIE licenses. Mohammed is a specialist in variable contracts and investment company products, and is licensed to sell securities in Connecticut. Mohammed has been in the financial industry since September 26, 2018.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

PFS Investments Inc.

location

NORTH BRANFORD, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Mohan Ramdas is a financial advisor who has been in the industry since November 2015. Mohan is registered with PFS Investments Inc. and is licensed to offer investment advice in Connecticut, Florida, Georgia, Illinois, New Jersey, New York, Pennsylvania, Texas, and Virginia. Mohan specializes in portfolio management for individuals.

SPECIALIZATIONS

Portfolio Management for Individuals

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