Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Alexander is a financial advisor with Commonwealth Financial Network, based in Stamford, CT. Michael has been in the industry since 2001 and has held various roles at firms including LPL Financial LLC, Lincoln Financial Securities Corporation, U.S. Wealth Advisors, LLC., AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and InterSecurities, Inc. Michael is a registered representative and investment advisor representative in the states of California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Maryland, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Vermont, Washington, and Wisconsin. Michael specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
12/02/2019 - Present
Commonwealth Financial Network (Stamford CT)
CT
12/02/2011 - 12/12/2019
LPL FINANCIAL LLC (STAMFORD CT)
CT
05/14/2009 - 12/03/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENWICH CT)
CT
01/09/2006 - 05/21/2009
U.S. WEALTH ADVISORS, LLC. (GREENWICH CT)
CT
10/31/2005 - 12/31/2005
AIG FINANCIAL ADVISORS, INC. (GREENWICH CT)
AZ
12/11/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
FL
01/19/2001 - 10/18/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 05/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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