Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carter is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Carter Capital Corp. Michael has a wide range of experience in the financial services industry and holds several licenses and certifications. Michael is licensed in 9 states and has a series 63, 14, 27, 24, 99TO, SIE, 79, and 7. Michael is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/21/1989 - Present
Carter Capital Corp. (SOUTHPORT CT)
BC
Issued 03/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/03/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/15/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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