Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Halvorsen is an investment advisor representative with Gray Oak Capital Management, LLC. Mark has been in the financial services industry for over 16 years. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, 6, 63, 24, 4, 55, 27, 79TO, 57TO, and Series 3. Mark is also a registered investment advisor representative in Connecticut and New York. Mark's previous experience includes roles at Velocity Capital, LLC, Maple Securities U.S.A. Inc., and John Hancock Distributors LLC. Mark specializes in providing investment advisory services to high-net-worth individuals and pooled investment vehicles. Mark is also a certified financial planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
09/29/2023 - Present
Gray OAK Capital Management, LLC (GREENWICH CT)
NY
03/06/2017 - 01/16/2019
VELOCITY CAPITAL, LLC (NEW YORK NY)
NJ
11/03/2005 - 04/16/2015
MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)
MA
04/07/2004 - 07/07/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IA
Issued 08/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/20/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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