Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Patrick Garvey is a financial advisor registered with LPL Enterprise, LLC in Glastonbury, Connecticut. Mark has been in the financial industry since March 13, 1988. Mark has passed a number of industry exams, including the Series 66, Series 26, Series 6TO, SIE, Series 7, and Series 6. Mark has been registered in Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, Pennsylvania and Vermont. Mark is licensed in Connecticut and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/14/2024 - Present
LPL Enterprise, LLC (GLASTONBURY CT)
NY
03/05/1991 - 11/12/1991
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
09/30/1987 - 11/15/1988
SENTRA SECURITIES CORPORATION
NA
09/20/1983 - 04/22/1987
NML EQUITY SERVICES, INC.
BOTH
Issued 09/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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