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Louis Dean Miltimore

Tncp, LLC

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About Louis Dean Miltimore

Louis Miltimore is a financial advisor who has been in the industry since December 22, 1998. Louis is currently registered with Tncp, LLC in Stamford, Connecticut. Louis has passed the Series 7, Series 63, Series 24, Series 79TO, Series 99TO, and SIE exams. Louis has worked for several other firms throughout his career, including Knox Securities Corp., BNY Capital Markets Inc., Dunn Johnston & Company, Inc., HSBC Securities, Inc., James Capel Incorporated, and Samuel Montagu, Inc. Louis is registered in Connecticut.

Firm Information

Louis Miltimore is currently registered with Tncp, LLC. Tncp, LLC is a Limited Liability Company that was formed on March 26, 2009. The firm is registered in 12 states: Connecticut, Delaware, Florida, Iowa, Kansas, Louisiana, Massachusetts, Minnesota, New Jersey, New York, North Carolina, and South Carolina. The firm is also approved by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Miltimore’s Registration & Firm History

CT

11/03/2010 - Present

Tncp, LLC (Stamford CT)

CT

08/26/2008 - 06/10/2010

KNOX SECURITIES CORP. (WESTPORT CT)

NY

03/25/2005 - 11/20/2006

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

02/09/1998 - 01/25/2000

DUNN JOHNSTON & COMPANY, INC. (PURCHASE NY)

NY

01/01/1996 - 01/31/1997

HSBC SECURITIES, INC. (NEW YORK CITY NY)

NA

12/01/1995 - 01/01/1996

JAMES CAPEL INCORPORATED

NY

07/07/1992 - 12/08/1995

SAMUEL MONTAGU, INC. (NEW YORK NY)

MD

04/19/1989 - 03/06/1991

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Dean Miltimore.
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