Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Alexander Van zandt is an investment advisor representative with LPL Financial LLC. Lucas has been in the securities industry since 1996. Lucas specializes in working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Lucas is registered with the following states: California, Colorado, Connecticut, Florida, Illinois, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont. Lucas is also registered with FINRA and the state of Connecticut as an investment advisor representative. Lucas is a Series 7, Series 6, Series 63, and Series 65 licensed professional. Lucas is committed to providing clients with personalized financial advice and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/24/2024 - Present
LPL Financial LLC (BERLIN CT)
CT
09/11/2009 - 07/21/2021
WADDELL & REED (BERLIN CT)
CT
06/06/2007 - 06/10/2009
WELLS FARGO ADVISORS, LLC (HARTFORD CT)
CT
10/20/2004 - 04/13/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
11/15/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/23/1999 - 11/20/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/21/1997 - 09/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/27/1996 - 02/21/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lucas Van zandt is the right advisor for you? Invested Better is here to help.
