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Louis Gloria

Procyon Advisors, LLC

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About Louis Gloria

Louis Gloria is an Investment Advisor Representative, who has been in the industry since 2001. Louis is currently registered with Procyon Advisors, LLC and is actively providing investment advice. Previously, Louis was registered with Purshe Kaplan Sterling Investments, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Louis has taken the Series 66, Series 31, Series 7 and SIE exams.

Firm Information

Louis Gloria is currently registered with Procyon Advisors, LLC. Procyon Advisors, LLC is a registered investment advisor based in Shelton, Connecticut. The firm provides a range of services to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and other clients, including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and pooled investment vehicles. The firm currently manages over $6 billion in assets.
Procyon Advisors, LLC

1 CORPORATE DRIVE

SHELTON, CT 06484

$6.28B

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Louis Gloria’s Registration & Firm History

CT

03/11/2024 - Present

Procyon Advisors, LLC (SHELTON CT)

CT

06/02/2017 - 12/31/2023

PURSHE KAPLAN STERLING INVESTMENTS (Shelton CT)

CT

04/24/2009 - 06/28/2017

UBS FINANCIAL SERVICES INC. (STAMFORD CT)

CT

04/11/2005 - 05/01/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)

NY

08/13/2001 - 04/12/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 08/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Louis Gloria.
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