Unclaimed
Louis Gloria is an Investment Advisor Representative, who has been in the industry since 2001. Louis is currently registered with Procyon Advisors, LLC and is actively providing investment advice. Previously, Louis was registered with Purshe Kaplan Sterling Investments, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Louis has taken the Series 66, Series 31, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/11/2024 - Present
Procyon Advisors, LLC (SHELTON CT)
CT
06/02/2017 - 12/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Shelton CT)
CT
04/24/2009 - 06/28/2017
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
CT
04/11/2005 - 05/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
NY
08/13/2001 - 04/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Louis Gloria is the right advisor for you? Invested Better is here to help.