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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

William Devine Greenough is an investment advisor representative with Voya Financial Advisors, Inc. William has been in the industry for over 27 years and is registered with the state of Connecticut. William is also registered with the state of New Hampshire and New York. Voya Financial Advisors, Inc. is an independent broker-dealer and investment advisor. Voya Financial Advisors, Inc. is a registered investment advisor with the Securities and Exchange Commission and the state of Connecticut. William and Voya Financial Advisors, Inc. offer a variety of financial products and services, including financial planning, investment management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Connecticut Wealth Management, LLC | CFP ® (Certifications)

location

FARMINGTON, CT

0 Disclosures

ADVISOR BIO

William Patrick Horigan is a financial advisor with Connecticut Wealth Management, LLC in Farmington, CT. He is a Certified Financial Planner and holds a Series 65 license. William has been with the firm since December 2017 and has been in the financial services industry since August 2015. He has experience working with high-net-worth individuals, charitable organizations, and corporations. William provides a variety of financial planning and advisory services.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
ASSETS UNDER ADVISEMENT
Unclaimed

Icapital Markets LLC

location

Greenwich, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

William Childs is a financial professional with over 10 years of experience in the industry. William is currently registered with iCapital Markets LLC and is licensed to provide investment advice in 51 states. William previously worked at Franklin Distributors, LLC in Stamford, CT.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Citigroup Global Markets Inc.

location

GREENWICH, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

William Justin Zand is an investment advisor representative at Citigroup Global Markets Inc. William Justin Zand is registered with the state of Connecticut as an Investment Advisor Representative. William Justin Zand is also registered in 52 other states as a Broker/Dealer Representative. William Justin Zand has been working in the financial industry since July 13, 2016. Prior to joining Citigroup Global Markets Inc., William Justin Zand worked at PEOPLE'S SECURITIES, INC. William Justin Zand is a registered representative of Citigroup Global Markets Inc. and is also a registered investment advisor representative with the firm.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Peattie Capital Management

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

William Peattie is a financial advisor registered in Connecticut. William has been working as a financial advisor since 1985. William is currently registered with Peattie Capital Management, LLC and has been with the firm since May 2007. William has been a financial advisor in the industry for more than 30 years. William specializes in portfolio management for individuals and publication of periodicals. Previous to Peattie Capital Management, William was registered with S F Sentry Securities, Inc. , Banc of America Securities LLC, Montgomery Securities, New Japan Securities International Inc., Intercapital Securities, Inc. and CS First Boston Corporation.

SPECIALIZATIONS

Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

WOODBRIDGE, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

William Scot Little is a financial advisor with Edward Jones. William has been in the financial industry since January 12, 2017. William is licensed in 13 states and has been with Edward Jones since November 2018. William is a Series 66, Series 7TO, and Series 7 licensed advisor. William is also a registered Investment Advisor Representative in Connecticut. William has a background in coaching and real estate and provides financial planning, pension consulting, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

PLANTSVILLE, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

William Carey Hogan is a financial professional with over 2 years of experience in the industry. William is currently registered with Umergence LLC and holds Series 7TO, Series 63, Series 24, and SIE licenses. William is also registered to conduct business in Connecticut, Florida, New Jersey, and New York. Prior to joining Umergence LLC, William was registered with Bequia Securities, LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

William J. Mayer Securities, LLC

location

GREENWICH, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

William Mayer is a financial advisor with over 20 years of experience. William is registered with the state of Connecticut and is a Series 7, 24, 63, 79, 99, and 14 licensed professional. William works for William J. Mayer Securities, LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WESTPORT, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

William James is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been in the financial services industry since April 25, 2017 and has a Series 7 and Series 66 license. William is registered to provide investment advice in 38 states, and is active in both the broker-dealer and investment advisor fields. William is associated with the firm's Westport, CT office.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

William John Foster is a financial professional with over 20 years of experience in the industry. William is currently registered with Piper Sandler & Co. and is actively involved in investment advisory services. William has a broad range of experience having previously worked at WEEDEN & CO.L.P., UBS SECURITIES LLC, and SANTANDER INVESTMENT SECURITIES INC. William's credentials include a number of licenses and exams, including Series 3, 4, 7, 9, 10, 55, 57TO, 63, 99TO, and SIE.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM

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