Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Harvey Conner is a registered representative with LPL Financial LLC in MIDDLEBURY, CT. William Conner has been in the securities industry since February 17, 2006. William Conner has passed the Series 66, Series 7 and SIE exams. William Conner has been registered with LPL Financial LLC since July 8, 2016. Prior to working at LPL Financial LLC, William Conner was registered with Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., and UBS Financial Services Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/08/2016 - Present
LPL Financial LLC (MIDDLEBURY CT)
CT
10/05/2009 - 07/14/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Stratford CT)
CT
01/26/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (STRATFORD CT)
CT
04/28/2006 - 01/20/2009
UBS FINANCIAL SERVICES INC. (MIDDLEBURY CT)
MN
12/09/2005 - 02/21/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 01/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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