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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Access Securities, LLC

location

STAMFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Wendy Reiners is a financial professional with over 20 years of experience in the industry. Wendy currently works for Access Securities, LLC, where she is registered as a broker and investment advisor. She is licensed in 22 states and holds the Series 3, Series 7, and Series 63 licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

New Haven, CT

experience

46 Years Experience

0 Disclosures

ADVISOR BIO

Wendy Carmichael Wheeler is a financial advisor with over 40 years of experience in the industry. She is currently registered with Morgan Stanley, but previously worked for Citigroup Global Markets Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Advest, Inc. She has held both broker-dealer and investment advisor registrations and is currently active in Connecticut and Texas. Wendy holds both the Series 63 and Series 65 licenses, and the Series 7 and SIE licenses. She specializes in working with a variety of clients including high net worth individuals, pension plans, corporations, charitable organizations, and insurance companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Raymond James & Associates, Inc.

location

Greenwich, CT

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Wendy Ferguson is a financial advisor in Greenwich, CT with over 30 years of experience in the industry. Currently, Wendy is a registered representative with Raymond James & Associates, Inc. Wendy has previously worked with DEUTSCHE BANK SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., DB ALEX. BROWN LLC and ALEX. BROWN & SONS INCORPORATED. Wendy is registered in 21 states, including California, Colorado, Connecticut, Delaware, Florida, and Georgia. Wendy holds Series 63 and 66 licenses. Wendy specializes in portfolio management for both individuals and businesses, financial planning and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Wendy Butler has over 20 years of experience in the financial services industry. She has a strong background in investment products and is registered with Prudential Annuities Distributors, Inc. Wendy is licensed to sell insurance products and holds the Series 6 license.

SPECIALIZATIONS

No specializations listed.

Unclaimed

USI Securities, Inc.

location

GLASTONBURY, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Wesley Whalen Davis is a financial professional with over 10 years of experience in the industry. Wesley is currently registered with USI Securities, Inc. in Glastonbury, CT. Wesley specializes in a range of financial services, including investment company products and variable contracts. Previous roles include positions with VALMARK SECURITIES, INC. and STATE FARM VP MANAGEMENT CORP. Wesley is a licensed representative in Louisiana.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Cetera Investment Advisers LLC

location

EAST HARTFORD, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Wesley Johnson is a financial advisor currently registered with Cetera Investment Advisers LLC. Wesley is a licensed financial advisor with over 27 years of experience in the industry, holding Series 6, Series 63, and Series 65 licenses. Wesley has been with Cetera Investment Advisers LLC since June 2019. Previously, Wesley worked with Foresters Financial Services, Inc. and Foresters Advisory Services. Wesley is a member of the Connex Credit Union board of directors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Wesley Wunderlich is a financial professional with over six years of experience in the financial services industry. Wesley is currently registered with Prudential Annuities Distributors, Inc., and is licensed in 17 states. Wesley holds the Series 6 and Series 63 securities licenses, as well as the SIE exam. Wesley has a strong background in investment company products and variable contracts, and is committed to providing his clients with personalized financial advice.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Ameritas Advisory Services, LLC

location

TRUMBULL, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Wesley Martin Preslar is a registered investment advisor representative with Ameritas Advisory Services, LLC. Wesley has been in the securities industry since 1992. Wesley is registered with FINRA and the state of Connecticut. Wesley is also registered as an Investment Advisor Representative in the state of Connecticut. Wesley is licensed as an independent insurance agent to sell fixed insurance products. Wesley has experience working with individuals, corporations, businesses, charitable organizations, and pension and profit sharing plans. Wesley provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

Norwalk, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Weston Gosling Hatfield is a financial advisor with Northwestern Mutual Investment Services, LLC. Weston Gosling Hatfield has been in the financial services industry since February 7, 2015. Weston Gosling Hatfield is licensed to provide investment advice in Connecticut, Florida, New Jersey, New York, Ohio, and Texas. Weston Gosling Hatfield has previously worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Weston Gosling Hatfield specializes in providing investment advice to individuals and families.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Whitney Louie is a financial advisor registered with Voya Financial Advisors, Inc. Whitney has been in the financial services industry since 2016 and holds the Series 6, Series 63 and SIE licenses. Whitney is located in Windsor, Connecticut and is registered to offer advisory services in Nevada.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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