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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Allen Nichols is a financial advisor with over 20 years of experience in the financial services industry. William Nichols is currently registered with Purefi Wealth, LLC and is licensed in Connecticut, Massachusetts and New York. Before joining Purefi Wealth, LLC William Nichols was a financial advisor at Wells Fargo Clearing Services, LLC. William Nichols is also a board member of Kingston Healthcare in Toledo, OH. William Nichols is an experienced investment advisor who specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors to clients. William Nichols is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/01/2024 - Present
Purefi Wealth, LLC (BOSTON MA)
CT
06/20/2017 - 01/30/2024
WELLS FARGO CLEARING SERVICES, LLC (GREENWICH CT)
NY
12/15/2009 - 10/06/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/04/2008 - 12/04/2009
PALI CAPITAL, INC. (NEW YORK NY)
NY
01/16/2002 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/10/2000 - 10/16/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
01/31/1997 - 10/29/1997
ETG, L.L.C. (NEW YORK NY)
NY
06/26/1995 - 01/15/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/22/1990 - 05/31/1995
S.G. WARBURG & CO. INC. (NEW YORK NY)
BOTH
Issued 07/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
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