Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Heffernan is a securities professional with over 2 years of experience in the financial industry. William is currently registered with Umergence LLC as an agent. William is a licensed agent in California and holds a Series 63, Series 7TO, and SIE licenses. William is also a registered representative with FINRA. William is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/08/2022 - Present
Umergence LLC (PLANTSVILLE CT)
BC
Issued 09/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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