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Timothy John Hanley

Northwestern Mutual Investment Services, LLC

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About Timothy John Hanley

Timothy Hanley is a financial professional with over 30 years of experience in the industry. He has been registered with Northwestern Mutual Investment Services, LLC since April 2013 and previously held a registration with Robert W. Baird & Co. Incorporated. Timothy holds the Series 6, Series 63, and Series 65 licenses, along with the SIE exam. He has also been registered in 19 states. He is a licensed insurance professional and may earn commissions from insurance companies not affiliated with Northwestern Mutual for the sale of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Timothy Hanley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Timothy Hanley’s Registration & Firm History

CT

04/23/2013 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

WI

04/10/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 04/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy John Hanley.
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