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Timothy John Hanley

Northwestern Mutual Investment Services, LLC

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About Timothy John Hanley

Timothy John Hanley is a financial advisor with over 30 years of experience in the industry. Timothy John Hanley is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2013. Previous to that, Timothy John Hanley was employed by Robert W. Baird & Co. Incorporated. Timothy John Hanley has a Series 6, Series 63, and Series 65 license and is licensed to sell securities in 19 states. Timothy John Hanley provides investment research and referrals to other advisors. In addition to his role at Northwestern Mutual Investment Services, LLC, Timothy John Hanley also earns commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Timothy Hanley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 ELIOT PLACE

FAIRFIELD, CT 06824

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Timothy Hanley’s Registration & Firm History

CT

04/23/2013 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

WI

04/10/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 4/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy John Hanley.
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