Unclaimed
Timothy O'Connell is a financial professional with over 25 years of experience in the financial services industry. Timothy is a Registered Representative and Investment Advisor Representative with MML Investors Services, LLC. Timothy has held a variety of roles in the financial services industry, including working with DRU STOCK, INC., a firm headquartered in New York, NY. Timothy has extensive experience in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Timothy is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
01/10/2018 - Present
MML Investors Services, LLC (NORWALK CT)
NY
05/02/1997 - 03/25/2011
DRU STOCK, INC. (NEW YORK NY)
BOTH
Issued 11/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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