ADVISOR BIO

Yun sum Fung is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yun sum Fung has been in the industry since December 2020. Yun sum Fung is registered in 10 states and holds the Series 66, Series 7TO, and SIE licenses. Yun sum Fung has experience in a variety of industries, including banking, finance, education, and food service. Yun sum Fung's current employment with Merrill Lynch, Pierce, Fenner & Smith Inc. began in October 2019.

SPECIALIZATIONS

ADVISOR BIO

Yunsun Catherine Rhee is a financial advisor with Cetera Investment Advisers LLC. She has been in the industry since February 1997 and is licensed to provide investment advice in California and Texas. Yunsun Catherine Rhee specializes in helping individuals and families with their financial planning needs. She is also experienced in working with retirement plans, business owners, and charitable organizations. Yunsun Catherine Rhee is a committed professional who is dedicated to providing her clients with the highest level of service.

SPECIALIZATIONS

ADVISOR BIO

Yunyan Zhou is an investment advisor representative associated with Citigroup Global Markets Inc. Yunyan has been working in the financial services industry since 2018, and has experience with JPMorgan Chase Bank, N.A., HSBC Securities (USA) Inc., and WELLS FARGO CLEARING SERVICES, LLC. Yunyan holds Series 7TO, Series 63 and Series 66 licenses, and has been registered with FINRA since 2021. Yunyan specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

ADVISOR BIO

Yun-yu Szu is an investment advisor representative associated with Cuso Financial Services, Lp in San Diego, California. Yun-yu has been in the financial services industry since January 30, 2017. Previously, Yun-yu worked at LPL FINANCIAL LLC and Sorrento Pacific Financial, LLC. Yun-yu holds the Series 7, 24, 66 and SIE securities licenses as well as the Series 99TO Operations Professional Examination. Yun-yu specializes in providing financial planning, portfolio management and pension consulting services.

SPECIALIZATIONS

ADVISOR BIO

Yupan Wen is an investment advisor representative with UBS Financial Services Inc. Yupan has been in the industry since 2003. Yupan is registered with FINRA and the state of California. Yupan's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Yupan has a Series 66, Series 31, Series 7, and SIE.

SPECIALIZATIONS

ADVISOR BIO

Yupeng Yang is a financial advisor at Morgan Stanley. Yang has been in the industry since 2019 and is registered to provide investment advice in 52 states. Yang is a Series 66, Series 63, and Series 7TO licensed advisor with a wide range of experience. Prior to joining Morgan Stanley, Yang was employed at J.P. Morgan Securities LLC.

SPECIALIZATIONS

ADVISOR BIO

Yuqi Zhang is a Registered Representative at Morgan Stanley in Pasadena, California. Yuqi has been in the securities industry since 2019 and has experience in various financial services roles. Yuqi's professional experience includes positions with Harvest Realty, BinJiang Real Estate Group Co., and Jonhs Hopkins.

SPECIALIZATIONS

ADVISOR BIO

Yuqing Guo is an investment advisor representative at Morgan Stanley in Pasadena, California. Yuqing has been in the industry since January 5, 2019. Yuqing is registered with FINRA as a registered representative and holds the Series 7, Series 66, and SIE licenses. Yuqing has previously been registered with Morgan Stanley in Pasadena, California. Yuqing is currently registered with Morgan Stanley in Pasadena, California and Texas. Yuqing provides financial planning and investment advice to individual, business, and institutional clients.

SPECIALIZATIONS

ADVISOR BIO

Yuqing Zhang is a financial professional registered with Wells Fargo Clearing Services, LLC in San Francisco, CA. Yuqing has a Series 63, Series 7, Series 6 and SIE license. Yuqing Zhang has been in the industry since 2023, and previously worked at CITIGROUP GLOBAL MARKETS INC. Yuqing is currently registered with the state of California.

SPECIALIZATIONS

ADVISOR BIO

Yuri Kim is a financial professional with over 14 years of experience in the industry. Yuri is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since May 2019. Prior to that, Yuri worked at U.S. Bancorp Investments, Inc. and Wells Fargo Advisors, LLC. Yuri specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both individuals and businesses. Yuri holds Series 65 and Series 66 licenses and is registered in Arizona, California, Florida, Georgia, Hawaii, Massachusetts, Nevada, New Hampshire, Oregon, Texas, and Washington. Yuri is also licensed to offer investment advisory services in Texas.

SPECIALIZATIONS