Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yun-yu? Claim Your ProfileYun-yu Szu is an investment advisor representative associated with Cuso Financial Services, Lp in San Diego, California. Yun-yu has been in the financial services industry since January 30, 2017. Previously, Yun-yu worked at LPL FINANCIAL LLC and Sorrento Pacific Financial, LLC. Yun-yu holds the Series 7, 24, 66 and SIE securities licenses as well as the Series 99TO Operations Professional Examination. Yun-yu specializes in providing financial planning, portfolio management and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/20/2021 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
CA
04/27/2021 - 08/19/2021
LPL FINANCIAL LLC (POWAY CA)
CA
02/25/2019 - 04/19/2021
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
03/19/2018 - 04/19/2021
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
01/24/2017 - 03/29/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 08/14/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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