Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yunyan? Claim Your ProfileYunyan Zhou is an investment advisor representative associated with Citigroup Global Markets Inc. Yunyan has been working in the financial services industry since 2018, and has experience with JPMorgan Chase Bank, N.A., HSBC Securities (USA) Inc., and WELLS FARGO CLEARING SERVICES, LLC. Yunyan holds Series 7TO, Series 63 and Series 66 licenses, and has been registered with FINRA since 2021. Yunyan specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/28/2022 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
06/24/2021 - 06/23/2022
WELLS FARGO CLEARING SERVICES, LLC (SOUTH SAN FRANCISCO CA)
CA
01/27/2021 - 04/30/2021
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
12/20/2018 - 10/29/2020
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 07/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/07/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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