Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yun sum? Claim Your ProfileYun sum Fung is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yun sum has been in the securities industry since December 2020. Yun sum holds the Series 66, Series 7TO, and SIE licenses and is registered in California and Texas. Yun sum has a background in finance and has worked in various roles at Bank of America and the University of California, Los Angeles. Yun sum's firm, Merrill Lynch, offers a range of investment services, including portfolio management, financial planning, and pension consulting. Merrill Lynch has over $1 trillion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/25/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MILPITAS CA)
BOTH
Issued 1/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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