Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yuri? Claim Your ProfileYuri Kim is a financial professional with over 14 years of experience in the industry. Yuri is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since May 2019. Prior to that, Yuri worked at U.S. Bancorp Investments, Inc. and Wells Fargo Advisors, LLC. Yuri specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both individuals and businesses. Yuri holds Series 65 and Series 66 licenses and is registered in Arizona, California, Florida, Georgia, Hawaii, Massachusetts, Nevada, New Hampshire, Oregon, Texas, and Washington. Yuri is also licensed to offer investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/13/2023 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
11/18/2013 - 05/31/2019
U.S. BANCORP INVESTMENTS, INC. (SACRAMENTO CA)
CA
05/28/2010 - 11/05/2013
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
11/13/2008 - 05/28/2010
WELLS FARGO INVESTMENTS, LLC (ELK GROVE CA)
IA
Issued 07/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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