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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Western International Securities, Inc.

location

Santa Barbara, CA

experience

55 Years Experience

0 Disclosures

ADVISOR BIO

John Paul Mayne is a financial advisor with over 40 years of experience in the industry. John is currently registered with Western International Securities, Inc., and has previously been registered with firms such as Financial West Group, Associated Securities Corp., and Private Ledger Financial Services, Incorporated. John is a registered representative and holds Series 7TO, SIE, Series 1, Series 24 and Series 40 licenses, along with the Uniform Securities Agent State Law Examination (Series 63). John's specializations include a wide range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. John is committed to providing personalized financial advice to help clients achieve their financial goals. John provides a variety of services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ®,CFC ® (Certifications)

location

SAN DIEGO, CA

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

John Robert Phillips is a financial professional with over 38 years of experience in the financial services industry. John has held various roles at several firms, including BANCWEST INVESTMENT SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., and HARTFORD EQUITY SALES COMPANY INC. John is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. John is a Certified Financial Planner and a Chartered Financial Consultant. John specializes in providing financial advice to individuals, corporations, and charitable organizations. John is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

LPL Financial LLC

location

WESTLAKE VILLAGE, CA

experience

45 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

John Grace is a financial advisor with over 40 years of experience in the industry. John has a wide range of experience, having worked with a variety of firms including National Planning Corporation, Financial Network Investment Corporation, and FSC Securities Corporation. Currently, John is affiliated with LPL Financial LLC. John is a registered representative with the state of California and has a Series 7, 24, 63 and SIE licenses. John offers a variety of financial services including financial planning, portfolio management, consulting and other non-discretionary advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

BAKERSFIELD, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

John Frederick Bush is an Investment Advisor Representative associated with Stifel, Nicolaus & Company, Inc. with an office in Bakersfield, California. John has been in the securities industry since January 18, 2000. John is licensed to provide securities advice and investment management services in multiple states, including California, Texas, Colorado, Florida, Idaho, Kansas, Maryland, Nevada, Ohio, Oregon, South Carolina, Virginia, and Washington. John has earned Series 7, 63, 65, 31, and SIE licenses to provide securities advice. John has experience working with a range of clients, including high-net-worth individuals, corporations, and charitable organizations. John is also a volunteer with Monosar, a search and rescue organization in Mammoth Lakes, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Mariner Independent

location

MONTEREY, CA

experience

33 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

John Wesley Honeywell is a financial advisor with over 30 years of experience in the industry. John has been with Mariner Independent since 2024, providing financial advisory services through the firm. Prior to that, John worked with LPL Financial, Wells Fargo Advisors, LLC, Prudential Securities Incorporated, and Morgan Stanley DW Inc. John holds a Series 7, Series 31, Series 63 and Series 65 license as well as the SIE exam. John specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. John also provides selection of other advisers and portfolio management for businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

AE Wealth Management, LLC | CFP ® (Certifications)

location

Carlsbad, CA

0 Disclosures

ADVISOR BIO

John Stephen McKean is a financial advisor with over 10 years of experience. John is currently registered with AE Wealth Management, LLC, which specializes in financial planning, pension consulting, educational seminars, portfolio management, and selection of other advisors. John previously worked at Securities America, Inc. He holds a Series 7 and Series 66 license and the SIE exam. John earned the Certified Financial Planner designation and is dedicated to helping individuals and families reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

BAKERSFIELD, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

John Joseph Kvasnicka is a financial advisor in Bakersfield, California. John is currently registered with Wells Fargo Clearing Services, LLC. John has been in the financial industry for nearly two decades, since August 2004. John has experience with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC of America Investment Services, Inc.. John also provides rental property services as an owner. John's specializations include providing financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisers. John has passed the Series 7, Series 66 and SIE exams and is registered in fifteen states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

John Ryan Whittingham is a financial advisor at Wells Fargo Clearing Services, LLC. John has over 18 years of experience in the financial services industry. John is licensed to provide investment advice in 27 states and is a registered representative with FINRA. John holds Series 6, 7, 63, and 66 securities licenses and a SIE license. John specializes in providing financial planning and investment management services to individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Robertson Stephens | CFP ® (Certifications)

location

SAN FRANCISCO, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

John On-kwok Lau is a financial advisor with Robertson Stephens, based in San Francisco, CA. John has been in the financial services industry since 1998. John has a wide range of experience, including serving as a director for a non-profit organization. Robertson Stephens is a firm that provides various financial services including portfolio management, financial planning, and pension consulting. John is a Certified Financial Planner and holds licenses for both investment advisory and brokerage services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Oakland, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

John A. Zimmermann is a registered representative with Morgan Stanley. John has been in the financial services industry since April 2016 and is registered in 48 states. John holds Series 66, Series 7, and SIE licenses. John is experienced in providing investment advice to individuals, businesses, investment companies, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
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