Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Mayne is a financial advisor with over 40 years of experience in the industry. John is currently registered with Western International Securities, Inc., and has previously been registered with firms such as Financial West Group, Associated Securities Corp., and Private Ledger Financial Services, Incorporated. John is a registered representative and holds Series 7TO, SIE, Series 1, Series 24 and Series 40 licenses, along with the Uniform Securities Agent State Law Examination (Series 63). John's specializations include a wide range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. John is committed to providing personalized financial advice to help clients achieve their financial goals. John provides a variety of services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/21/2017 - Present
Western International Securities, Inc. (Santa Barbara CA)
CA
05/02/1995 - 08/21/2017
FINANCIAL WEST GROUP (SANTA BARBARA CA)
MA
06/06/1984 - 05/09/1995
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
08/04/1980 - 08/02/1984
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
01/30/1976 - 02/28/1984
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
NA
06/27/1978 - 09/06/1980
UNIVERSITY SECURITIES CORPORATION
NA
02/27/1975 - 08/10/1978
INVESTOGENIC SERVICES, INC.
NA
08/12/1974 - 11/04/1976
FREEMAN FINANCIAL SERVICES CORPORATION
NA
02/15/1972 - 09/24/1974
JAMES G FREEMAN & ASSOCI INC
NA
03/09/1970 - 04/25/1972
BELL SECURITIES CORPORATION
BC
Issued 07/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/28/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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