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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

LPL Financial LLC

location

DANVILLE, CA

experience

20 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Andrew Hannon is a financial advisor with LPL Financial LLC in Danville, CA. John Andrew Hannon has been in the financial industry since January 14, 2005. John Andrew Hannon is licensed in California. John Andrew Hannon's previous employers include Ameriprise Financial Services, Inc. and Fidelity Brokerage Services LLC. John Andrew Hannon has also worked at E*TRADE Securities LLC. John Andrew Hannon holds Series 63, 66, 7 and SIE licenses. John Andrew Hannon specializes in providing investment advice to individuals, businesses, and charitable organizations. John Andrew Hannon's firm, LPL Financial LLC, is a large financial services firm with over $50 billion in assets under management. LPL Financial LLC provides a variety of financial services, including investment advice, financial planning, and insurance. LPL Financial LLC has been in business for over 40 years.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Transamerica Financial Advisors, Inc.

location

Chino Hills, CA

experience

31 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

John Quang Pham is a financial advisor with Transamerica Financial Advisors, Inc. John has been in the financial industry since 1993 and has held various positions at different firms. John is currently registered with the state of California as an investment advisor representative. John has a wide range of experience in the financial industry, including working with individuals, corporations, and charitable organizations. John is committed to helping clients achieve their financial goals and providing them with the best possible service.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

U.s. Bancorp Investments, Inc.

location

Oceanside, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

John Spencer French is a registered representative with U.S. Bancorp Investments, Inc. John is licensed in California and has been in the industry since November 2023. John is based in Oceanside, California, where he provides financial and investment services to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, state and municipal governments, and other clients.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

ENCINO, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

John Robert Bauer is a financial advisor with over 30 years of experience in the financial industry. John is registered with LPL Financial LLC and has also been registered with Mutual Service Corporation and Titan/Value Equities Group, Inc. in the past. John holds several licenses, including Series 6, 7, 22, 24, 63, and SIE. John is a Certified Financial Plannerâ„¢ and has several years of experience in financial planning. John specializes in working with individuals, families, and businesses to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Planmember Securities Corp.

location

CARPINTERIA, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

John Samuel Dumond is a financial advisor registered with Planmember Securities Corp. John has been in the industry since May 2010. John has experience with a number of firms, including The Leaders Group, Inc. and Questar Capital Corporation. John specializes in providing financial planning and investment supervisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PROVIDES INVESTMENT SUPERVISORY SERVICES
Unclaimed

Fidelity Personal AND Workplace Advisors

location

PALO ALTO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

John Michael Slattery is an investment advisor representative at Fidelity Personal And Workplace Advisors. John is a Series 7, 66 and SIE licensed advisor with 2 approved registrations in California and Texas. John has been in the industry since January 2023 and is registered to provide investment advice in California. John can assist with financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Morgan Stanley

location

San Jose, CA

experience

33 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

John Clay is a financial advisor based in San Jose, California. John has been in the industry since 1992 and is currently affiliated with Morgan Stanley. John has a broad range of experience and holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. John has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc. and Smith Barney Inc. In addition to his financial advisory work, John is also a partner in Build Your Own Table, an entertainment company. John has been registered with the Securities and Exchange Commission (SEC) since 2009.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Belpointe Asset Management LLC | CFP ® (Certifications)

location

San Diego, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

John Logan Jenkins has been in the financial services industry since 1983. John is currently registered as a Registered Representative and an Investment Advisor Representative with Belpointe Asset Management LLC. John has been with Belpointe Asset Management since 2024 and is located in the San Diego branch office. Prior to joining Belpointe Asset Management, John worked at Securities America, Inc., QA3 Financial Corp., SunAmerica Securities, Inc., Anchor National Financial Services, Inc., W. S. Griffith & Co., Inc., Christopher Weil & Company, Inc, Anchor National Financial Services, Inc., MONY Securities Corp., and American Capital Financial Services, Inc. John has passed the Series 7, Series 24, Series 31, Series 63, and Series 65 exams. John holds the designation of Certified Financial Planner. John specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses. John is also a member of the board of directors for The Unity Center.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

BEVERLY HILLS, CA

experience

39 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

John Edward McGovern is an investment advisor representative for UBS Financial Services Inc. based in SANTA BARBARA, CA. John Edward McGovern has been in the financial industry since 1986. John Edward McGovern has been registered with UBS Financial Services Inc. since 1990.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Osaic Wealth, Inc.

location

CARLSBAD, CA

experience

38 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

John Heil is a financial advisor with over 35 years of experience in the industry. John is currently registered with Osaic Wealth, Inc. and has previously worked at CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., NATIONAL PLANNING CORPORATION, AIG FINANCIAL ADVISORS, INC., SENTRA SECURITIES CORPORATION, U.S. BANCORP PIPER JAFFRAY INC., FIRST UNION SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. John has a wide range of experience and expertise in providing financial advice to individuals and businesses, including portfolio management, financial planning, and pension consulting. John is a Certified Divorce Financial Analyst and holds multiple licenses and certifications, including Series 3, 7, 8, 9, 10, 24, 52, 53, 63, 65, 99 and SIE.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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