Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Grace is a financial advisor with over 40 years of experience in the industry. John has a wide range of experience, having worked with a variety of firms including National Planning Corporation, Financial Network Investment Corporation, and FSC Securities Corporation. Currently, John is affiliated with LPL Financial LLC. John is a registered representative with the state of California and has a Series 7, 24, 63 and SIE licenses. John offers a variety of financial services including financial planning, portfolio management, consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/10/2023 - Present
LPL Financial LLC (WESTLAKE VILLAGE CA)
CA
11/07/2017 - 12/21/2021
SECURITIES AMERICA, INC. (WESTLAKE VILLAGE CA)
CA
03/10/1999 - 11/10/2017
NATIONAL PLANNING CORPORATION (WESTLAKE VILLAGE CA)
NA
02/01/1999 - 02/05/1999
NATIONAL PLANNING CORPORATION
CA
07/22/1983 - 02/02/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
09/28/1981 - 07/07/1983
FSC SECURITIES CORPORATION
NA
07/23/1979 - 08/04/1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
BC
Issued 06/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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