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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn On-kwok Lau is a financial advisor with Robertson Stephens, based in San Francisco, CA. John has been in the financial services industry since 1998. John has a wide range of experience, including serving as a director for a non-profit organization. Robertson Stephens is a firm that provides various financial services including portfolio management, financial planning, and pension consulting. John is a Certified Financial Planner and holds licenses for both investment advisory and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/16/2022 - Present
Robertson Stephens (San Ramon CA)
CA
05/03/2011 - 06/28/2016
GIRARD SECURITIES, INC. (BURLINGAME CA)
CA
06/14/2005 - 05/04/2011
NEXT FINANCIAL GROUP, INC. (SAN MATEO CA)
SC
03/01/2004 - 06/15/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
05/14/1998 - 03/25/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 09/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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