Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Heil is a financial advisor with over 35 years of experience in the industry. John is currently registered with Osaic Wealth, Inc. and has previously worked at CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., NATIONAL PLANNING CORPORATION, AIG FINANCIAL ADVISORS, INC., SENTRA SECURITIES CORPORATION, U.S. BANCORP PIPER JAFFRAY INC., FIRST UNION SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. John has a wide range of experience and expertise in providing financial advice to individuals and businesses, including portfolio management, financial planning, and pension consulting. John is a Certified Divorce Financial Analyst and holds multiple licenses and certifications, including Series 3, 7, 8, 9, 10, 24, 52, 53, 63, 65, 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/11/2023 - Present
Osaic Wealth, Inc. (CARLSBAD CA)
CA
09/08/2022 - 12/11/2023
CETERA ADVISORS LLC (CARLSBAD CA)
CA
04/15/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (CARLSBAD CA)
CA
12/08/2008 - 04/24/2013
NATIONAL PLANNING CORPORATION (CARLSBAD CA)
CA
10/31/2005 - 12/19/2008
AIG FINANCIAL ADVISORS, INC. (CARLSBAD CA)
AZ
05/12/2003 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MN
05/11/2001 - 05/29/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
10/27/1997 - 05/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
03/23/1992 - 10/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 04/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/21/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 11/14/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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