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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Samuel Dumond is a financial advisor registered with Planmember Securities Corp. John has been in the industry since May 2010. John has experience with a number of firms, including The Leaders Group, Inc. and Questar Capital Corporation. John specializes in providing financial planning and investment supervisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/21/2023 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CO
04/06/2021 - 12/31/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
10/21/2011 - 05/02/2019
QUESTAR CAPITAL CORPORATION (MOUNT LAUREL NJ)
DE
04/24/2008 - 09/07/2011
METLIFE SECURITIES INC. (NEWARK DE)
NJ
07/12/2007 - 03/04/2008
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (CHERRY HILL NJ)
BOTH
Issued 02/26/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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