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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Robert Bauer is a financial advisor with over 30 years of experience in the financial industry. John is registered with LPL Financial LLC and has also been registered with Mutual Service Corporation and Titan/Value Equities Group, Inc. in the past. John holds several licenses, including Series 6, 7, 22, 24, 63, and SIE. John is a Certified Financial Planner™ and has several years of experience in financial planning. John specializes in working with individuals, families, and businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/08/2009 - Present
LPL Financial LLC (ENCINO CA)
CA
03/31/1999 - 09/08/2009
MUTUAL SERVICE CORPORATION (ENCINO CA)
CA
09/25/1991 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
MA
09/11/1985 - 09/26/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/11/1985 - 09/26/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 05/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/27/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1993
Series 2 - Non-Member General Securities Examination
BC
Issued 07/18/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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