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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy McNutt is a financial advisor with UBS Financial Services Inc. Timothy has been in the financial services industry since April 28, 2004. Timothy is registered to provide investment advice in 26 states and the District of Columbia. Timothy holds Series 7, 31, and 66 licenses, as well as the SIE exam. Timothy specializes in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Timothy's previous experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, N.A. Timothy's primary office is located at 3011 Townsgate Road, Suite 300, in Westlake Village, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/12/2023 - Present
UBS Financial Services Inc. (WESTLAKE VILLAGE CA)
CA
06/29/2004 - 10/16/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
BOTH
Issued 02/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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