Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy William Tunney is a financial advisor at UBS Financial Services Inc. in Irvine, California. Timothy has been a registered representative for over 40 years. Timothy is also an Investment Advisor Representative and is registered in California and Texas. Timothy has a wide range of experience and expertise in the financial services industry. Timothy's previous firms include Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., Prudential-Bache Securities Inc., Paine Webber Incorporated, and Bateman Eichler, Hill Richards, Incorporated. Timothy has earned the Series 7, 31, and 63 licenses and the SIE exam. Timothy is committed to providing his clients with the highest level of personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/21/2018 - Present
UBS Financial Services Inc. (IRVINE CA)
CA
04/02/2007 - 11/17/2008
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
07/14/1998 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
01/22/1994 - 07/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 01/14/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
12/11/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/10/1987 - 12/04/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/12/1985 - 09/14/1987
PAINEWEBBER INCORPORATED
NA
03/02/1982 - 08/19/1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 01/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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