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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Ameriprise Financial Services, LLC

location

CALABASAS, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Richard Bonge is a financial advisor affiliated with Ameriprise Financial Services, LLC. Richard has been in the financial services industry since 2014. Richard holds a Series 7, Series 66 and SIE license and is currently registered in Arizona and California. Ameriprise Financial Services, LLC is a large financial services firm with over 11,000 licensed agents and 13,000 registered representatives. The firm manages over $480 billion in assets and serves a wide range of clients including individuals, high-net-worth individuals, corporations, charitable organizations and trusts.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Cetera Investment Advisers LLC | CFC ® (Certifications)

location

NEWPORT BEACH, CA

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Richard Anthony Schiendler is a financial advisor with over 39 years of experience in the industry. Richard is currently registered with Cetera Investment Advisers LLC in Newport Beach, California. Richard previously worked at Securian Financial Services, Inc., Worthmark Financial Services, LLC, Manequity, Inc., Intersecurities, Inc., Federation For Financial Independence, Integrated Resources Equity Corporation, and Manequity, Inc. Richard holds a Series 63 license and Series 6, 7, and 24 principal exams. Richard is a Chartered Financial Consultant. Richard's client base includes high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

CORTE MADERA, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Richard Harding has been in the financial industry since 2004. Richard is currently registered with Wells Fargo Clearing Services, LLC. Richard has experience with both Merrill Lynch and Citigroup Global Markets Inc. Richard has worked at multiple branch locations including, Mill Valley, CA, New York, NY, San Francisco, CA, and Corte Madera, CA. Richard is a Series 3, 7, 30, 63, and 65 licensed advisor. Richard is currently registered in 33 states. Richard has provided investment advice to a wide range of clients, including individuals, corporations, charitable organizations, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wellth Advisory Services, LLC

location

FRESNO, CA

0 Disclosures

ADVISOR BIO

Richard Roush is an investment advisor representative at Wellth Advisory Services, LLC. Richard has been in the industry for over 30 years. Richard has experience in the areas of portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Richard has a Series 7, Series 3, and Series 63 license. Richard is licensed to sell variable life, whole life, annuities, and disability insurance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc.

location

Pasadena, CA

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Richard Myers is a financial advisor at Western International Securities, Inc. in Pasadena, CA. Richard has been in the industry since 1983 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Richard is registered with FINRA and has been a licensed agent with Western International Securities, Inc. since June 2010. Richard previously worked with several firms including Nollenberger Capital Partners Inc., UBS Financial Services Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Dean Witter Reynolds Inc., Kidder, Peabody & Co. Incorporated, PaineWebber Incorporated, GFC Securities Corporation, and E. F. Hutton & Company Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

LOS ANGELES, CA

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

Richard Jay Simenhoff is a financial advisor with Wells Fargo Clearing Services, LLC, based in Los Angeles, CA. Richard has been in the financial services industry since 1981. Prior to joining Wells Fargo Advisors, Richard worked at Prudential Securities Incorporated and PaineWebber Incorporated. Richard holds Series 7, 8, 9, 10, 63 and 66 licenses. Richard is also a registered investment advisor in California, Texas and Utah.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Osaic Wealth, Inc.

location

DAVIS, CA

experience

46 Years Experience

0 Disclosures

ADVISOR BIO

Richard West is a financial advisor with over 44 years of experience in the financial services industry. Richard is currently registered with Osaic Wealth, Inc. and is licensed in California and Illinois. Richard is also a Registered Representative of Osaic Wealth, Inc. Richard has experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Richard's background includes experience with Securities America, Inc., Foothill Securities, Inc., and the University of California. Richard has been serving clients in the Davis, CA area for over 40 years.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Mariner Independent | CFP ®,CFA ® (Certifications)

location

Calabasas, CA

0 Disclosures

ADVISOR BIO

Richard George Hansen is an investment advisor representative at Mariner Independent. Richard Hansen is a Certified Financial Planner and a Chartered Financial Analyst. Richard Hansen has been in the industry since October 2013 and has been registered with the state of California since March 2022. Richard Hansen specializes in providing investment advisory services through the Mariner platform. Richard Hansen offers a variety of services to his clients, including financial planning, portfolio management for individuals and businesses, and pension consulting. Richard Hansen has experience working with individuals, corporations, and other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fletcher Financial, LLC

location

CARLSBAD, CA

disclosure

2 Disclosures

ADVISOR BIO

Richard Fletcher is an investment advisor representative with Fletcher Financial, LLC. Richard has been in the financial industry since 1987 and holds Series 3, 7, 63, and 65 licenses. He has a strong history in the industry working for firms including SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC. Richard specializes in providing portfolio management services to high-net-worth individuals and individuals other than high-net-worth.

SPECIALIZATIONS

Pension Consulting Services
Portfolio Management for Individuals
Unclaimed
location

Torrance, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Richard Van horn is a financial advisor with Morgan Stanley. Richard Van horn is based in Torrance, CA and has been in the industry for 30 years. Richard Van horn specializes in providing financial advice to individuals, high-net-worth individuals, families, trusts, estates, businesses, charitable organizations, pension and profit-sharing plans, investment companies, banking or thrift institutions, insurance companies, state or municipal government entities, and other investment advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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