Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Myers is a financial advisor at Western International Securities, Inc. in Pasadena, CA. Richard has been in the industry since 1983 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Richard is registered with FINRA and has been a licensed agent with Western International Securities, Inc. since June 2010. Richard previously worked with several firms including Nollenberger Capital Partners Inc., UBS Financial Services Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Dean Witter Reynolds Inc., Kidder, Peabody & Co. Incorporated, PaineWebber Incorporated, GFC Securities Corporation, and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/22/2010 - Present
Western International Securities, Inc. (Pasadena CA)
CA
01/03/2007 - 06/22/2010
NOLLENBERGER CAPITAL PARTNERS INC. (NEWPORT BEACH CA)
CA
10/10/2002 - 01/08/2007
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NY
01/13/2001 - 10/23/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/09/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
10/21/1994 - 09/18/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/02/1989 - 10/31/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
11/21/1986 - 03/03/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/21/1984 - 08/26/1986
GFC SECURITIES CORPORATION
NA
03/25/1983 - 12/05/1984
E. F. HUTTON & COMPANY INC
IA
Issued 10/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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