Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard West is a financial advisor with over 44 years of experience in the financial services industry. Richard is currently registered with Osaic Wealth, Inc. and is licensed in California and Illinois. Richard is also a Registered Representative of Osaic Wealth, Inc. Richard has experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Richard's background includes experience with Securities America, Inc., Foothill Securities, Inc., and the University of California. Richard has been serving clients in the Davis, CA area for over 40 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (DAVIS CA)
CA
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (DAVIS CA)
CA
06/25/1979 - 12/08/2016
FOOTHILL SECURITIES, INC. (SACRAMENTO CA)
BOTH
Issued 06/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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