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Richard D Fletcher

Fletcher Financial, LLC

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About Richard D Fletcher

Richard Fletcher is an investment advisor representative with Fletcher Financial, LLC. Richard has been in the financial industry since 1987 and holds Series 3, 7, 63, and 65 licenses. He has a strong history in the industry working for firms including SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC. Richard specializes in providing portfolio management services to high-net-worth individuals and individuals other than high-net-worth.

Firm Information

Richard Fletcher is currently registered with Fletcher Financial, LLC. Fletcher Financial, LLC is an investment advisor with 1 licensed agent and $9,431,366 in regulatory assets under management. The firm provides portfolio management services to individuals and pension consulting. They primarily manage the assets of high-net-worth individuals and individuals other than high-net-worth individuals.

$9.43M

Assets Under Management

19

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Fletcher’s Registration & Firm History

CA

01/01/2025 - Present

Fletcher Financial, LLC (CARLSBAD CA)

CA

10/31/2005 - 01/12/2016

SAGEPOINT FINANCIAL, INC. (CARLSBAD CA)

AZ

09/17/2004 - 10/31/2005

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NY

07/31/1993 - 08/24/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/20/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/17/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/07/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2016

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

BC

Issued 02/19/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Richard D Fletcher. Review regulatory record here.
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