ADVISOR BIO

Richard Andre Sorenson is a registered investment advisor with Wells Fargo Clearing Services, LLC. Richard has been in the industry since 2010 and holds Series 6, 7, 63 and 65 licenses. Richard has previous experience with Wells Fargo Investments, LLC and Wells Fargo Bank, N.A. Richard specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients.

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ADVISOR BIO

Richard Tenold is a financial advisor registered with Wells Fargo Clearing Services, LLC since 2019. Prior to joining Wells Fargo Clearing Services, LLC, Richard Tenold was registered with Morgan Stanley from 2009 to 2019, Citigroup Global Markets Inc. from 2008 to 2009, UBS Financial Services Inc. from 2007 to 2008, and Waterford Capital, Inc. from 1998 to 2007. Richard holds the Series 63, Series 7 and SIE licenses. Richard is also registered in 48 states. Richard offers financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.

SPECIALIZATIONS

ADVISOR BIO

Richard Miles Roth is an investment professional with over 30 years of experience in the financial services industry. Richard has been a registered representative with Wells Fargo Clearing Services, LLC since 2003. Richard is also registered with the state of California. Before working with Wells Fargo Clearing Services, LLC Richard was employed at Prudential Securities Incorporated, and Drexel Burnham Lambert Incorporated.

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ADVISOR BIO

Richard Marc Gerwitz is a financial professional with over 27 years of experience in the industry. Richard is currently registered with Citigroup Global Markets Inc. and has previously held positions at CAPMARK SECURITIES INC., STONE & YOUNGBERG LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard has a strong track record of success in the financial services industry and is committed to providing clients with personalized financial advice and guidance. Richard holds several professional licenses and designations, including Series 7, Series 31, Series 52, Series 53, Series 63, and Series 65. Richard is also registered in multiple states across the United States.

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ADVISOR BIO

Richard Roman is an experienced financial professional with over 23 years in the industry. He is a registered representative with MML Investors Services, LLC, specializing in financial planning, investment strategies, and portfolio management for individuals and businesses. Roman holds multiple licenses and certifications, including the Series 6 and Series 63 exams, demonstrating his expertise and commitment to providing comprehensive financial solutions. He is dedicated to helping clients achieve their financial goals and build a secure future.

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ADVISOR BIO

Richard Cortney White is a financial advisor with LPL Financial LLC. Richard has over 16 years of experience in the financial services industry. Richard holds the Series 6, 7, and SIE licenses and the Series 63 state license. Richard specializes in retirement planning, investment management, and financial planning. Richard is committed to helping clients achieve their financial goals.

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ADVISOR BIO

Richard McHugh is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in California, Texas, and Washington. Richard has been in the industry since September 2012. His previous employment includes J.P. MORGAN SECURITIES LLC. Richard has a broad range of experience in portfolio management for individuals and businesses. He is also a registered investment advisor in California, Texas, and Washington.

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ADVISOR BIO

Richard Anthony Diregolo is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since August 2007 and is registered to provide advisory services in Arizona, California, Colorado, Florida, Hawaii, Idaho, Michigan, Minnesota, Nevada, New Jersey, North Carolina, Ohio, Oregon, Tennessee, Texas, Washington, and Wisconsin. Richard has a strong background in financial planning, portfolio management, and investment advisory services. Richard is also a registered representative of LPL Financial LLC.

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ADVISOR BIO

Richard Alan Thompson is a financial advisor with over 25 years of experience in the industry. Richard is a Registered Representative and Investment Advisor Representative with LPL Financial LLC, a leading independent broker-dealer and financial advisor. Richard has held numerous leadership positions in the industry and has a strong track record of success. Richard is committed to providing his clients with personalized financial advice and guidance. He offers a range of financial services, including financial planning, investment management, and retirement planning. Richard has worked at other firms in the past, including Sentra Securities Corporation, Spelman & Co., Inc., SunAmerica Securities, Inc., TD Waterhouse Investor Services, Inc., and Jack White & Company, Inc.

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ADVISOR BIO

Richard Felling is an Investment Advisor Representative with Equitable Advisors, LLC in Brea, California. Richard has been in the industry since August 1993. Richard is registered with the Securities and Exchange Commission and the state of California and Texas. Richard holds the Series 6, 7, 63 and 65 licenses, as well as the Securities Industry Essentials Examination (SIE).

SPECIALIZATIONS