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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Osaic Wealth, Inc. | CFP ® (Certifications)

location

SAN FRANCISCO, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Frank Lavin is a financial advisor registered with Osaic Wealth, Inc. Frank is also a registered Investment Advisor Representative (IAR) and has been in the industry since May 2018. Frank specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses. Frank's expertise is demonstrated by Frank's Certified Financial Planner designation and Frank's affiliation with Columbus Advisors, where Frank provides advisory services. Frank has a comprehensive understanding of the financial services industry, and Frank is committed to providing clients with personalized and professional advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

LOS ANGELES, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Frank Edward Vega is a registered representative with Stifel, Nicolaus & Company, Inc. Frank has been in the securities industry since 2007 and holds the Series 7, Series 52TO, Series 53, Series 63, and Series 79TO licenses. He is also registered with the state of California. Frank has experience with a variety of financial products and services, including investment banking, municipal securities, and securities industry essentials. He is committed to providing his clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Calton & Associates, Inc.

location

HUNTINGTON BEACH, CA

experience

24 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Frank Charles Parlato is a registered representative with Calton & Associates, Inc., a firm that provides financial services to individuals, corporations, and institutions. Frank Parlato's experience in the financial services industry dates back to 1999. Frank Parlato is licensed in California and holds the Series 6, 7, and 66 securities licenses. Frank Parlato's expertise includes investment planning, portfolio management, and pension consulting. Frank Parlato is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Equitable Advisors, LLC

location

SAN DIEGO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Frank Gutierrez is a financial advisor with Equitable Advisors, LLC. Frank has been in the financial services industry since 2014. Frank is registered to provide investment advice in California. Frank's experience includes work with Bank of America, World Wide Credit Corp DBA Superior Financial Services, Skyline Financial Corp., Broker Solutions DBA New American Funding, Berkshire Hathaway Home Services California Properties and Equitable Advisors, LLC. Frank has successfully passed the Series 7TO, SIE and the Series 66 exams. Frank is also registered to provide investment advice in California. Frank is committed to providing his clients with the best possible financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

COSTA MESA, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Frank Zou yeag Teng is a financial advisor with over 25 years of experience in the financial services industry. Frank is currently registered with LPL Financial LLC in Seal Beach, California. Frank has a strong background in securities, investment advisory services, and insurance. Frank holds Series 7, 63, 65, and 24 licenses. Frank is also a Certified Financial Planner (CFP®). Prior to joining LPL Financial LLC, Frank worked with FIRST ALLIED SECURITIES, INC., MERCER ALLIED COMPANY, L.P., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Mariner Independent

location

Seal Beach, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Frank Messano is a financial advisor with over 15 years of experience in the industry. Frank is currently registered with Mariner Independent, a firm with over 184 investment adviser representatives and over $8 billion in assets under management. Frank is a Registered Representative in 25 states and holds Series 7, 63, and 66 licenses as well as the SIE exam. Frank specializes in financial planning, investment advisory, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Commonwealth Financial Network

location

Orange, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Frank Andrew Deptola is a financial advisor at Commonwealth Financial Network. Frank has been in the financial services industry since 2006 and has experience in a variety of areas including financial planning, portfolio management and insurance. Frank holds a Series 7 and Series 66 license, as well as a SIE. Frank is registered in 12 states and is a co-owner of Frank Deptola & Associates, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

MAI Capital Management, LLC | CFP ®,CFC ® (Certifications)

location

Newport Beach, CA

0 Disclosures

ADVISOR BIO

Frank Sanchez is a financial advisor with over 25 years of experience in the industry. Frank is currently registered with MAI Capital Management, LLC in Newport Beach, CA. Frank provides financial planning and investment management services to individuals, families, businesses, and institutions. Frank is a Certified Financial Planner™ and Chartered Financial Consultant®. Frank has a strong commitment to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
DUE DILIGENCE/RESEARCH
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC | CFA ® (Certifications)

location

Pasadena, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Frank J. Lee is a financial advisor with J.P. Morgan Securities LLC. Frank has been in the industry since 1998. Frank is registered in 53 states and territories, and holds Series 3, 7, 7TO, 55, 63, 66 and SIE licenses. Frank is also a Chartered Financial Analyst (CFA). Frank J. Lee is a member of the Los Angeles Community College District Foundation Board. Prior to joining J.P. Morgan Securities, Frank was an advisor at Payden & Rygel. Frank is also a member of the Los Angeles Community College District Foundation Board.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Eagle Strategies LLC

location

PASADENA, CA

experience

36 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Frank Napolitano is a financial advisor at Eagle Strategies LLC, a firm with a strong commitment to providing comprehensive financial planning and investment management services to a diverse clientele. Frank has been in the financial services industry since 1989 and has a broad range of experience in helping individuals and families reach their financial goals. Frank is a registered investment advisor and holds Series 6, 63 and 65 licenses. Frank is also a registered representative of NYLIFE Securities LLC. Frank has built a strong reputation for providing personalized advice and guidance to his clients, with a focus on building long-term relationships.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals

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