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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Capital Research & Consulting LLC | CFP ® (Certifications)

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

Gabrielle Stapleton is an Investment Advisor Representative with Capital Research & Consulting LLC and Arroyo Investment Group, LLC. Gabrielle is registered with the state of California. Gabrielle is a Certified Financial Planner and has passed the Uniform Investment Adviser Law Examination (Series 65). Gabrielle has been in the financial services industry since March 2012. Gabrielle specializes in pension consulting and portfolio management for businesses.

SPECIALIZATIONS

Pension Consulting Services
Portfolio Management for Businesses
Unclaimed

LPL Financial LLC

location

VENTURA, CA

experience

15 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Gaea Verneris is a financial advisor with LPL Financial LLC in Ventura, CA. Gaea has been in the financial services industry since 2010. Gaea earned the Series 7 and Series 66 licenses. Gaea Dawn Verneris is also registered as an Investment Advisor Representative in CA. Gaea Dawn Verneris provides financial planning, investment advisory, and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Knight AND Co. Wealth Advisors, LLC | PFS ® (Certifications)

location

SAN JOSE, CA

0 Disclosures

ADVISOR BIO

Gael Knight is a certified public accountant and financial advisor with over 20 years of experience. Gael is a registered Investment Advisor Representative with Knight and Co. Wealth Advisors, LLC, where Gael has provided financial planning services since 2009. Gael is also a CPA with the Gael Knight Company Certified Public Accountants, Inc. providing a full range of accounting services since 2015. Gael holds the Series 65 license and is a Personal Financial Specialist. Gael's expertise is in financial planning, portfolio management, and tax preparation. Gael specializes in serving individuals, families, and small businesses.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

TRACY, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Gagandeep Kaur is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Gagandeep has been in the industry since 2014 and is registered with the state of California. Gagandeep provides investment consulting services to institutional clients, as well as financial planning, pension consulting and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Menlo Park, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Gail L. Rogers is a financial advisor at Morgan Stanley with over 13 years of experience in the industry. Gail holds the Series 7 and Series 66 licenses and the SIE exam. Prior to joining Morgan Stanley, Gail was a registered representative at Money Market 1 Institutional Investment Dealer in Sausalito, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Ameriprise Financial Services, LLC

location

Pasadena, CA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Gail Roque is a financial advisor associated with Ameriprise Financial Services, LLC. Gail has been in the financial services industry since June 1990. Gail is registered with the state of Texas and California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

ROSEVILLE, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Gail Liebergot Good is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Gail has been in the industry since 1995. Gail is registered in several states and holds multiple securities licenses, including Series 7, Series 63, Series 31, and SIE. Gail has a vast experience in various financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

SAN DIEGO, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Gail Ropson Buechler is a financial advisor with UBS Financial Services Inc. in San Diego, CA. Gail has been in the industry since 1984 and has a strong track record of providing investment advice and financial planning services to individuals and families. Gail is a registered representative with the Financial Industry Regulatory Authority (FINRA) and a registered investment advisor representative in California. She is also a member of the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), and Uniform Combined State Law Examination (Series 66). Gail is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WALNUT CREEK, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Gail Coleman is a registered representative with Wells Fargo Clearing Services, LLC, where Gail has been employed since May 2017. Gail has over 20 years of experience in the securities industry and has held prior positions with Cantella & Co., Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Prudential Securities Incorporated and PaineWebber Incorporated. Gail specializes in providing investment advice and portfolio management services to individual and institutional clients. Gail is licensed to offer securities and investment advisory services in 40 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

San Diego, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Gail Louise Phillips is a financial advisor with over 25 years of experience in the industry. Gail is currently registered with Morgan Stanley and holds various licenses and certifications, including Series 63, Series 65, Series 7, Series 8, Series 9, and Series 10. Prior to joining Morgan Stanley, Gail worked at Morgan Stanley DW Inc. and Morgan Stanley & Co. Incorporated. Gail provides a range of services to clients, including financial planning, portfolio management, asset allocation advice, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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