Invested Better
Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

SUNNYVALE, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Fohming Teng is a registered representative with J.p. Morgan Securities LLC. Fohming has been in the industry since August 2013 and is licensed in California. Fohming Teng holds Series 6, Series 63 and SIE licenses. The advisor's areas of specialization include Variable Annuities, Mutual Funds, Life Insurance, Annuities, and Retirement Plans. The advisor's current firm has a large number of clients, including individuals, high net worth individuals, insurance companies, charitable organizations, corporations, and pension and profit-sharing plans. Fohming Teng has a long history of working with clients who seek financial planning, pension consulting, and selection of other advisors. The advisor also provides portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Beverly Hills, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Fong-ling Liau is a financial advisor who has been in the industry since July 2000. Fong-ling currently works at Morgan Stanley and is registered to provide investment advice in California and Texas. Fong-ling has held previous roles at Citigroup Global Markets Inc and Morgan Stanley Smith Barney. Fong-ling Liau holds Series 7, 63, and 65 licenses. Fong-ling is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN FRANCISCO, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Fook Hin Teoh is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc., a brokerage firm. Fook Hin has been working in the financial industry since 2006 and is currently registered with FINRA and the states of California and Texas. Fook Hin is licensed to provide investment advice and manage investments for a variety of clients, including high-net-worth individuals, corporations, and institutions. Fook Hin also has experience providing pension consulting and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

Long Beach, CA

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Ford Howell is an investment advisor representative with over 23 years of experience in the financial services industry. Ford is currently registered with UBS Financial Services Inc. in Arizona, California, Colorado, Florida, Idaho, Illinois, Indiana, Massachusetts, Missouri, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, Utah, Virginia and Washington. Ford has also held past registrations with Morgan Stanley DW Inc. in New York. Ford has passed a variety of exams including Series 66, Series 10, Series 9, SIE, Series 31 and Series 7.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

Pacifica, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Forest Ferguson-rorie is a financial advisor located in Pacifica, CA. Forest is registered with J.p. Morgan Securities LLC and has been in the industry for over a year. Forest holds the Series 63, Series 6TO, and SIE licenses. Forest is currently registered with the state of California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Concorde Asset Management, LLC | CFP ® (Certifications)

location

San Diego, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Forrest Jefferson Padilla is a financial advisor with over 19 years of experience in the industry. Forrest is a Registered Representative and Investment Advisor Representative for Concorde Asset Management, LLC. Forrest also provides investment advisory services through Financial Designs, LTD. Forrest is a Certified Financial Planner and holds a Series 66, Series 7 and SIE licenses. Forrest has a strong track record of helping individuals, families, and businesses achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Rockefeller Financial LLC | CFP ® (Certifications)

location

San Francisco, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Forrest St john Kim is a financial advisor with over seven years of experience in the industry. Forrest is currently registered with Rockefeller Financial LLC and is licensed in Texas and Washington. Forrest holds a Series 66 license, a Series 7 license, and the SIE exam. Forrest holds the designation of a Certified Financial Planner. Before joining Rockefeller Financial LLC, Forrest worked as a financial advisor at Morgan Stanley. Forrest is dedicated to providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

GRANITE BAY, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Forrest James MacNeil is a financial advisor registered with Wells Fargo Clearing Services, LLC. Forrest has been in the industry for 1 year and 5 months and is active in California. Forrest is a registered representative and investment advisor representative and holds several licenses and certifications including Series 63, Series 66, Series 7TO, and SIE. Forrest is a specialist in several areas including Fixed Income, Equity, Mutual Funds, Annuities, Variable Annuities and Life Insurance. Forrest is based out of the Wells Fargo Clearing Services, LLC office in Granite Bay, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

MISSION VIEJO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Foster Hayato Matsukubo is a financial professional registered with J.P. Morgan Securities LLC in MISSION VIEJO, California. Foster has been in the financial industry since 2022 and holds the Series 63, Series 6TO and SIE licenses. Foster is a registered representative and investment advisor representative for J.P. Morgan Securities LLC. The firm has been in business for many years and manages more than $50 billion in assets. J.P. Morgan Securities LLC provides a variety of financial services, including investment management, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

Long Beach, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Franc Burzotta is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. Franc has been in the financial industry for over 7 years and has experience working with various firms such as Charles Schwab & Co., Inc., USAA Financial Advisors, Inc., and J.P. Morgan Securities LLC. Franc holds licenses for Series 6, 7, 9, 10, 63, and 65 examinations and is currently registered in numerous states for both brokerage and investment advisory services. In addition to their role with Wells Fargo Clearing Services, Franc is also a single member of HEX3N LLC, a publishing company based in Norwalk, California. Franc provides investment consulting services to institutional clients and offers financial planning and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

Need help matching

with the right advisor?