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Frank Laurence Scott

Kelley Investments

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About Frank Laurence Scott

Frank Laurence Scott is a licensed Investment Advisor Representative with Kelley Investments. Frank has been in the financial services industry since 2000 and has been associated with Kelley Investments since 2006. Frank is also the owner of Scott & Cronin LLP, a CPA firm. Frank provides financial planning, pension consulting, and selection of other advisers to individuals and high-net-worth individuals. Frank is registered with the state of California. Frank is a Series 65 and 66 license holder.

Firm Information

Frank Scott is currently registered with Kelley Investments. Kelley Investments is an investment advisor with 1 licensed agent, 3 investment advisor representatives, and 1 registered representative. They advise on financial planning, pension consulting, and portfolio management for individuals. Their regulatory assets under management total $162,610,189, with $157,961,673 discretionary. Their client base is comprised of 25 high-net-worth individuals and 120 individuals other than high-net-worth.

$162.61M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Scott’s Registration & Firm History

CA

10/09/2017 - Present

Kelley Investments (Encinitas CA)

CA

08/28/2009 - 09/27/2016

CEROS FINANCIAL SERVICES, INC. (DEL MAR CA)

CA

03/01/2006 - 08/31/2009

RYDEX DISTRIBUTORS, INC. (DEL MAR CA)

SC

11/20/2001 - 02/02/2006

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

IL

01/17/2000 - 11/27/2001

TERRA SECURITIES CORPORATION (SCHAUMBURG IL)

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Licenses & Designations

IA

Issued 08/15/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/01/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/27/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Frank Laurence Scott.
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