Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank A Dyer is a registered representative with Stifel, Nicolaus & Company, Inc. with over 40 years of experience in the financial industry. Frank is based in the Monterey, CA office of Stifel, Nicolaus & Company, Inc., and is licensed in 13 states. Frank's previous experience includes roles at Wachovia Securities, LLC and A.G. Edwards & Sons, Inc.. Frank has a broad range of specializations, including securities, mutual funds, variable annuities, insurance, fixed income, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2024 - Present
Stifel, Nicolaus & Company, Inc. (MONTEREY CA)
CA
01/01/2008 - 08/26/2008
WACHOVIA SECURITIES, LLC (MONTEREY CA)
CA
08/29/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MONTEREY CA)
NY
07/13/1987 - 08/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/09/1984 - 08/01/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/22/1980 - 01/10/1984
DEAN WITTER REYNOLDS INC.
BOTH
Issued 02/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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