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Portfolio Management for Businesses Advisors in Pasadena, California
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Fidelity Personal AND Workplace Advisors | CFP ® (Certifications)

location

PASADENA, CA

experience

8 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Christopher Kim is a financial advisor with Fidelity Personal and Workplace Advisors. Christopher has been in the financial services industry since May 13, 2017. Prior to joining Fidelity, Christopher worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds the Series 66, Series 7, Series 9, Series 10, and SIE licenses. Christopher also holds the Certified Financial Planner designation. Christopher is registered to provide investment advice in Arizona, California, Georgia, Hawaii, Nebraska, Nevada, New Jersey, New York, Oregon, Texas, and Washington.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

PASADENA, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Willis is a financial advisor with over 39 years of experience in the industry. Christopher is a Certified Financial Planner™ professional and is registered with Cetera Investment Advisers LLC. Christopher is currently registered in 24 states, and provides financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wedbush Securities Inc. | CFP ® (Certifications)

location

PASADENA, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Ellis is a financial advisor with over 11 years of experience in the financial services industry. Christopher is registered with Wedbush Securities Inc. in California and is currently working in the Pasadena, CA branch office. Christopher is a Certified Financial Planner and holds Series 6, 7, 63, and 65 licenses. Christopher has previously worked with CUSO Financial Services, LP and Independent Financial Group, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

PASADENA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Lim Robles is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Christopher has been in the industry for 11 years and is registered with the state of California and 26 other states. Christopher is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Christopher holds Series 7TO, Series 63, and Series 65 licenses. Christopher specializes in Financial Planning, Educational Seminars, Portfolio Management for Individuals, and Portfolio Management for Businesses.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PASADENA, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Leu is an investment advisor representative who has been in the industry since 2010. Christopher Leu is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to conduct business in Arizona, California, District of Columbia, Georgia, Illinois, Maryland, Massachusetts, Michigan, Nevada, New York, North Carolina, Oregon, Texas, Utah and Washington. Christopher Leu holds Series 3, 7, 9, 10, 31 and 66 licenses. Christopher Leu previously worked at MORGAN STANLEY.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Equanimity Financial Partners

location

PASADENA, CA

disclosure

4 Disclosures

ADVISOR BIO

Christopher Haydel is a financial advisor with Equanimity Financial Partners. Christopher has over 30 years of experience in the financial services industry. Christopher is a Registered Investment Advisor (RIA) in California, Louisiana, and Texas. Christopher is also a Series 7, Series 24, and Series 63 licensed professional. Christopher provides financial planning and portfolio management advice to individual and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Griffinest Asia Asset Management, LLC

location

PASADENA, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Chung ping Li is a registered investment advisor representative with Griffinest Asia Asset Management, LLC. Chung ping Li has been in the securities industry since October 6, 2002. Chung ping Li is also a real estate agent with Coldwell Banker Dynasty. Chung ping Li is registered with the state of California as an investment advisor representative. Chung ping Li has passed the Series 66, Series 53, Series 24, Series 27, Series 99TO, SIE, and Series 7 exams.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

PASADENA, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Chun pong Lau is a financial advisor with over 10 years of experience in the industry. Chun pong Lau is currently registered with Cetera Investment Advisers LLC and holds Series 6, 7TO, 63, and 65 licenses. Before joining Cetera Investment Advisers LLC, Chun pong Lau worked at HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. Chun pong Lau specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Eagle Strategies LLC

location

PASADENA, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Verduzco is a registered representative of Eagle Strategies LLC. Cindy has been in the securities industry since September 8, 2016 and is currently registered in Alabama, California, New Jersey, and North Dakota. Cindy is also registered as an Investment Advisor Representative with Eagle Strategies LLC in California. Cindy specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

PFS Investments Inc.

location

PASADENA, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Magaly Pena-sperger is a registered representative with PFS Investments Inc., located in PASADENA, CA. Cindy has been in the industry since May 2005, and has a series 63, Series 6, and SIE licenses. Cindy is registered in California.

SPECIALIZATIONS

Portfolio Management for Individuals

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