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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chun pong? Claim Your ProfileChun pong Lau is a financial advisor with over 10 years of experience in the industry. Chun pong Lau is currently registered with Cetera Investment Advisers LLC and holds Series 6, 7TO, 63, and 65 licenses. Before joining Cetera Investment Advisers LLC, Chun pong Lau worked at HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. Chun pong Lau specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/27/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
06/01/2022 - 10/06/2022
CETERA INVESTMENT SERVICES LLC (SAN MARINO CA)
CA
08/14/2015 - 04/11/2022
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
10/01/2012 - 07/29/2015
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
CA
04/02/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ALHAMBRA CA)
IA
Issued 11/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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