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Chung ping Li

Griffinest Asia Asset Management, LLC

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About Chung ping Li

Chung ping Li is a registered investment advisor representative with Griffinest Asia Asset Management, LLC. Chung ping Li has been in the securities industry since October 6, 2002. Chung ping Li is also a real estate agent with Coldwell Banker Dynasty. Chung ping Li is registered with the state of California as an investment advisor representative. Chung ping Li has passed the Series 66, Series 53, Series 24, Series 27, Series 99TO, SIE, and Series 7 exams.

Firm Information

Chung ping Li is currently registered with Griffinest Asia Asset Management, LLC. Griffinest Asia Asset Management, LLC is an investment adviser registered with the SEC and has 6 investment adviser representatives. The firm manages approximately $6,463,000 in discretionary assets for 6 clients, including high-net-worth individuals and corporations. The firm provides portfolio management services for both individuals and businesses.

$6.46M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Chung ping Li’s Registration & Firm History

CA

01/03/2020 - Present

Griffinest Asia Asset Management, LLC (PASADENA CA)

CA

10/06/2002 - 10/18/2005

CORE PACIFIC SECURITIES USA LLC (COVINA CA)

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Licenses & Designations

BOTH

Issued 01/21/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 03/29/2004

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chung ping Li.
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