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Portfolio Management for Businesses Advisors in Pasadena, California
1,220 Results
Unclaimed

Western International Securities, Inc.

location

Pasadena, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Gilbert Herrera is a financial advisor with Western International Securities, Inc. Gilbert has been in the financial services industry since September 9, 1999, and is registered to provide investment advice in 46 states. Gilbert offers portfolio management, financial planning and pension consulting services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

PASADENA, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Gina Hsu is a financial advisor with Ameriprise Financial Services, LLC. Gina has been in the financial services industry since 1996. Gina has a Series 7 and Series 63 license and is registered in California, Texas, Michigan, Nevada, Washington, and Georgia. Gina specializes in financial planning, asset allocation, and portfolio management for individuals and businesses. Gina can also provide educational seminars and publications. Gina is committed to providing personalized financial advice to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

Pasadena, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Giovanni Jose Alvarez-mena is a financial advisor at Ameriprise Financial Services, LLC, in Pasadena, California. Giovanni has been a registered representative in the securities industry since 2006. Giovanni is also a registered investment advisor and provides financial advice to individuals, families, trusts, and estates. Giovanni helps clients with financial planning, portfolio management, retirement planning, and college savings. Giovanni is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed
location

Pasadena, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Gladys Lugo is a financial advisor with Morgan Stanley. Gladys Lugo has been in the financial services industry since 2010. Gladys Lugo is registered with the state of California as an Investment Advisor Representative. Gladys Lugo is also registered in Texas as an Investment Advisor Representative. Gladys Lugo provides asset allocation advice, financial planning, pension consulting, educational seminars and selection of other advisors. Gladys Lugo also manages portfolios for individuals, businesses and investment companies. Gladys Lugo is a highly experienced and qualified financial advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

PASADENA, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Yvette Haring is a financial professional with over 20 years of experience in the industry. She is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Gloria Yvette Haring is a Series 6, 7, 26, and 63 licensed professional. Gloria Yvette Haring has previously worked with Crown Capital Securities, L.P. and Fortis Investors, Inc.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

PASADENA, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Rodriguez is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, Gloria has been in the industry since April 2004. Gloria is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Gloria holds Series 7 and Series 66 licenses, and the SIE exam. Gloria works in Westlake Village, California and specializes in working with insurance companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Pasadena, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Chen is a registered investment advisor representative with Morgan Stanley, a firm that manages over $1.4 trillion in assets. Gloria has been in the industry for over 10 years and is licensed to provide investment advice in multiple states. Gloria holds the Series 66, Series 7TO and the SIE licenses. Gloria's area of expertise includes financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Vida Private Wealth LLC | CFP ® (Certifications)

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

G miguel Alves is a financial advisor with Vida Private Wealth LLC in Pasadena, California. G miguel has been working in the financial services industry since 2005. G miguel holds the Series 7, 31, and 66 securities licenses as well as the SIE examination and is a Certified Financial Planner. G miguel Alves has experience in portfolio management for individuals and selection of other advisers. G miguel specializes in providing financial advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PASADENA, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Gohar Tumanian - balyan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in PASADENA, CA. Gohar has been in the industry since 2020 and is registered with FINRA and the state of Texas. Gohar provides a variety of services, including financial planning, portfolio management, pension consulting, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Northern Trust Securities, Inc.

location

Pasadena, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Grace Lowe Russak is a financial advisor with Northern Trust Securities, Inc. Grace has been in the industry since December 2021 and is registered with FINRA as a Registered Representative. Grace also holds the Series 7TO and Series 63 licenses and the Securities Industry Essentials Examination (SIE). Grace is located in Pasadena, California. Northern Trust Securities, Inc. is a well-established firm with a focus on providing financial advice and portfolio management services to a diverse range of clients. Their client types include high net worth individuals, corporations and businesses, individuals other than high net worth, partnerships, and charitable organizations. The firm manages approximately $1 billion in assets and employs over 70 investment advisor representatives and registered representatives.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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