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Portfolio Management for Businesses Advisors in Pasadena, California
1,220 Results
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

PASADENA, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Doo Hong is a financial advisor associated with Cetera Investment Advisers LLC. Doo has been in the financial services industry since 1997. Doo holds a Series 6, 7, 63 and 65 license, and is also a Certified Financial Planner. Doo has worked with clients including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations and pension and profit-sharing plans. Doo is a strong advocate for financial education and strives to provide personalized financial planning and investment advice to meet each client's individual needs. Doo's past experience includes roles with MetLife Securities Inc., MML Investors Services, LLC, and Pruco Securities, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc.

location

Pasadena, CA

experience

47 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Douglas Eugene Zierdt is a financial advisor with Western International Securities, Inc., located in Pasadena, CA. Douglas has been in the industry since 1977 and has held various positions at several firms. Douglas is a registered representative with FINRA and is licensed in California. He holds the Series 7TO, SIE, and Series 1 licenses as well as the Series 40 and Series 63 exams. Douglas provides financial planning, portfolio management, and other advisory services for individuals, businesses, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Seiler & Associates, LLC

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

Douglas William Eichenhofer is a Certified Public Accountant and an Investment Advisor Representative with Seiler & Associates, LLC in Pasadena, CA. Douglas has been registered with the Securities and Exchange Commission since March 2003. Douglas is also a Certified Public Accountant with Seiler & Associates Certified Public Accountants, a CPA firm that provides accounting, estate planning, and tax preparation services. Douglas expects to spend approximately 95% of his time working with accounting clients.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

PASADENA, CA

experience

24 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Duc Tran is a financial advisor with Ameriprise Financial Services, LLC. Duc has been in the industry since 2001. Duc is registered with the state of California as a Registered Representative and Investment Advisor Representative. Prior to joining Ameriprise, Duc worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, WM FINANCIAL SERVICES, INC., and FIRST GLOBAL SECURITIES, INC..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

PASADENA, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Anthony Garcia is a financial advisor with Raymond James & Associates, Inc. Dylan has been working in the industry since 2021. Dylan is registered with the state of California, and has passed the Series 7TO, SIE, and Series 66 exams. Dylan has a diverse background, having worked at UBS Financial Services, John Burroughs High School, Arizona State University, and the University of Southern California prior to joining Raymond James & Associates, Inc. The firm's main office is located in St. Petersburg, Florida.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed
location

Pasadena, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Dylan MacLaren is a financial advisor with Morgan Stanley, registered with the state of California and Texas. Dylan holds the Series 7TO, Series 66 and SIE licenses. Dylan has been in the financial services industry since February 2024. Dylan works with individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and retirement plans. Dylan specializes in investment advisory services, financial planning and asset allocation advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Golden State Wealth Management, LLC

location

Pasadena, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Earl Rideau is a financial advisor in Pasadena, CA. Earl has been in the financial services industry since 1992. Earl is registered with Golden State Wealth Management, LLC, an independent firm registered with the Securities and Exchange Commission (SEC) and is also registered in 16 states. Earl's primary areas of expertise include financial planning, portfolio management, and retirement planning. Earl has a strong track record of success in helping clients achieve their financial goals. Earl has earned several professional designations and has received many awards for his work.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wealtharch Investment Services, LLC | CFA ® (Certifications)

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

Earl Yaokasin is an investment advisor representative at Wealtharch Investment Services, LLC. Earl has been in the industry since 2002 and has a Series 7 and Series 66 license. Earl is a Chartered Financial Analyst and specializes in providing financial planning and portfolio management services for individuals and families. Wealtharch Investment Services, LLC is a registered investment advisor headquartered in Pasadena, CA. They provide a variety of services, including financial planning, portfolio management, and subscription services.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
SUBSCRIPTION SERVICES
Unclaimed

Cuso Financial Services, LP

location

PASADENA, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Eddie Rubio is a financial professional with over 6 years of experience in the industry. Eddie is currently registered with Cuso Financial Services, LP and has been with the firm since January 2023. Prior to joining Cuso Financial Services, LP, Eddie was employed at WESCOM FINANCIAL SERVICES from May 2020 to February 2023 and at WELLS FARGO CLEARING SERVICES, LLC from February 2017 to January 2019. Eddie holds the Series 6, Series 63 and SIE licenses and is registered to offer securities in California. Eddie specializes in providing financial planning, pension consulting, educational seminars and portfolio management services to individuals, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

PASADENA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

EdenJoy Flores Tuplano is a financial advisor registered with UBS Financial Services Inc. in Pasadena, CA. EdenJoy has been working in the financial industry since 2022. EdenJoy's areas of focus include providing financial planning, portfolio management, and securities products and services. EdenJoy is a licensed professional with Series 7, Series 66 and Series SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals

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