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Portfolio Management for Businesses Advisors in Arkansas
2,358 Results
Unclaimed

Sowell Management | CFP ® (Certifications)

location

NORTH LITTLE ROCK, AR

0 Disclosures

ADVISOR BIO

Carol Lampe is an investment advisor representative with Sowell Management Services. Carol is a registered representative and investment advisor representative, and holds the Series 63, Series 65, Series 7, Series 1, and SIE licenses. Carol is a Certified Financial Planner. Carol Lampe has been in the financial industry since 1978. Carol has experience working with individuals, high net worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Carol also has experience working with IDS Financial Services Inc, IDS Life Insurance Company, IDS Marketing Corporation, and Allegheny Investments, Ltd.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed
location

Little Rock, AR

experience

1 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Caroline Rodriguez is a financial advisor who has been in the industry since 2024. Caroline is registered with the state of Arkansas, Georgia, and Texas, and is also a registered representative of CWM, LLC. Caroline's experience includes working with a range of clients, including individuals, families, and businesses. Caroline also provides financial planning services.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS
Unclaimed

36 North Capital Management, LLC

location

BENTONVILLE, AR

0 Disclosures

ADVISOR BIO

Carolyn Anne Keating is a registered investment advisor representative with 36 North Capital Management, LLC, based in Bentonville, AR. Carolyn Keating has been in the industry for over 15 years, and has previously worked with Westbury Group LLC, Santander Investment Securities Inc., Deutsche Bank Securities Inc. and CitiCorp Securities, Inc. Carolyn Keating holds the Series 3, Series 7 and Series 63 licenses.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Aria Wealth Management

location

Little Rock, AR

0 Disclosures

ADVISOR BIO

Carrie Katherine Carr is an investment advisor representative with Aria Wealth Management. Carrie has been in the industry since 2003 and holds Series 7, 63 and 66 licenses. Carrie has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Stephens Inc. Carrie is registered in Arkansas and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

LITTLE ROCK, AR

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Carter Gobel is an investment advisor representative at Stephens. Carter has been in the industry since 2024 and is licensed to offer securities products in Arkansas and Texas. Carter specializes in offering financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and publication of periodicals. Stephens is a firm that offers financial services including financial planning, investment management, and institutional brokerage services to individuals, families, businesses, and institutions. Stephens serves clients in Arkansas, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Crews & Associates, Inc.

location

LITTLE ROCK, AR

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Carter Rook is a financial advisor working at Crews & Associates, Inc. in Little Rock, AR, with over 15 years of experience in the financial services industry. Carter has a Series 7, Series 63, and Series 66 license as well as a Securities Industry Essentials (SIE) exam. Carter has held previous roles at Wachovia Securities, LLC and A. G. Edwards & Sons, Inc.. Carter has been with Crews & Associates, Inc. since 2008. The firm's main office is located at 521 President Clinton Avenue, Suite 800, Little Rock, AR 72201. Crews & Associates, Inc. provides investment advisory services to individuals, businesses, investment companies, insurance companies, charitable organizations, and corporations.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Crews & Associates, Inc.

location

LITTLE ROCK, AR

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Carter William Lowe is a registered investment advisor representative in Arkansas. Carter is associated with Crews & Associates, Inc. and Financial Management, Inc.. Carter has been in the securities industry for over 2 years and has experience providing financial planning and portfolio management services for individuals and businesses. Carter holds the Series 63, 65, 7TO, and 52TO securities licenses. Carter also has experience in providing analytical, trading and report presentation support.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cabana Asset Management

location

FAYETTEVILLE, AR

0 Disclosures

ADVISOR BIO

Casey Mattox is an Investment Advisor Representative with Cabana Asset Management and is currently registered with the states of Arkansas, Florida and Georgia. Casey has been in the industry since 2012 and has a Series 65 license. Casey's areas of expertise include portfolio management for individuals, businesses and pooled investment vehicles. Casey also provides sub-advisory services for other advisors. In addition to Casey's role with Cabana Asset Management, Casey also is an Independent Insurance Agent.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
SUB-ADVISORY SERVICES FOR OTHER ADVISERS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Morgan Stanley

location

Little Rock, AR

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Casey Andrew Huie is a financial advisor with over 35 years of experience in the industry. Casey is currently registered with Morgan Stanley and has been with the firm since 2009. Prior to that, Casey was associated with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Casey holds licenses for both securities and investment advisory services. Casey is a Registered Representative and Investment Advisor Representative. Casey's areas of expertise include financial planning, portfolio management, asset allocation advice, and pension consulting. Casey has a wide range of experience working with individual investors, businesses, institutions, and high-net-worth clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

LITTLE ROCK, AR

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Cassandra Leigh Rector is a registered investment advisor representative with Edward Jones, headquartered in St. Louis, Missouri. Cassandra is licensed in Arkansas and Texas. Cassandra has been in the industry since August 2017 and has extensive experience in financial planning and portfolio management for individuals and businesses. Cassandra is also a member of the finance committee at Our Lady of Good Counsel in Little Rock, Arkansas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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