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Carter Patrick Rook

Crews & Associates, Inc.

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About Carter Patrick Rook

Carter Rook is a financial advisor working at Crews & Associates, Inc. in Little Rock, AR, with over 15 years of experience in the financial services industry. Carter has a Series 7, Series 63, and Series 66 license as well as a Securities Industry Essentials (SIE) exam. Carter has held previous roles at Wachovia Securities, LLC and A. G. Edwards & Sons, Inc.. Carter has been with Crews & Associates, Inc. since 2008. The firm's main office is located at 521 President Clinton Avenue, Suite 800, Little Rock, AR 72201. Crews & Associates, Inc. provides investment advisory services to individuals, businesses, investment companies, insurance companies, charitable organizations, and corporations.

Firm Information

Carter Rook is currently registered with Crews & Associates, Inc.. Crews & Associates, Inc. is a Corporation formed in 1979 and headquartered in LITTLE ROCK, AR. They provide financial planning, portfolio management for individuals and businesses. The firm has a total of 112,401,625 in assets under management, of which 94,446,571 is discretionary. They have a total of 270 accounts, of which 45 are discretionary. The firm is registered with the SEC and in 51 states. Crews & Associates, Inc. has 12 licensed agents, 16 investment adviser representatives, and 16 registered representatives. They offer wrap fee programs and participate in other advisory services. They work with a wide range of clients, including individuals, businesses, charitable organizations, and insurance companies.
Crews & Associates, Inc.

521 PRESIDENT CLINTON AVENUE

LITTLE ROCK, AR 72201

$112.40M

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carter Rook’s Registration & Firm History

AR

08/01/2018 - Present

Crews & Associates, Inc. (LITTLE ROCK AR)

AR

01/01/2008 - 01/08/2009

WACHOVIA SECURITIES, LLC (CONWAY AR)

AR

08/03/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (CONWAY AR)

AR

04/02/2007 - 08/01/2007

CREWS & ASSOCIATES, INC. (CONWAY AR)

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Licenses & Designations

BOTH

Issued 08/30/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carter Patrick Rook.
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