Unclaimed
Carrie Katherine Carr is an investment advisor representative with Aria Wealth Management. Carrie has been in the industry since 2003 and holds Series 7, 63 and 66 licenses. Carrie has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Stephens Inc. Carrie is registered in Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
11/22/2019 - Present
Aria Wealth Management (Little Rock AR)
AR
01/22/2008 - 02/04/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
11/19/2003 - 12/20/2007
STEPHENS INC. (LITTLE ROCK AR)
BOTH
Issued 03/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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