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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Lampe is an investment advisor representative with Sowell Management Services. Carol is a registered representative and investment advisor representative, and holds the Series 63, Series 65, Series 7, Series 1, and SIE licenses. Carol is a Certified Financial Planner. Carol Lampe has been in the financial industry since 1978. Carol has experience working with individuals, high net worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Carol also has experience working with IDS Financial Services Inc, IDS Life Insurance Company, IDS Marketing Corporation, and Allegheny Investments, Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
01/13/2017 - Present
Sowell Management (NORTH LITTLE ROCK AR)
PA
06/21/1990 - 11/11/2014
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
CT
11/19/1985 - 06/25/1990
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
12/06/1978 - 11/07/1985
IDS FINANCIAL SERVICES INC.
NA
12/06/1978 - 11/07/1985
IDS LIFE INSURANCE COMPANY
NA
12/06/1978 - 11/07/1985
IDS MARKETING CORPORATION
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2014
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1978
Series 1 - Registered Representative Examination
Active
Inactive
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