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Carolyn Anne Keating

36 North Capital Management, LLC

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About Carolyn Anne Keating

Carolyn Anne Keating is a registered investment advisor representative with 36 North Capital Management, LLC, based in Bentonville, AR. Carolyn Keating has been in the industry for over 15 years, and has previously worked with Westbury Group LLC, Santander Investment Securities Inc., Deutsche Bank Securities Inc. and CitiCorp Securities, Inc. Carolyn Keating holds the Series 3, Series 7 and Series 63 licenses.

Firm Information

Carolyn Keating is currently registered with 36 North Capital Management, LLC. 36 North Capital Management, LLC is an investment adviser based in Bentonville, Arkansas. The firm has 3 investment adviser representatives and manages $2.35 billion in assets for charitable organizations. 36 North Capital Management provides portfolio management for individuals, businesses, and pension plans. The firm also offers selection of other advisers.
36 North Capital Management, LLC

901 SE VILLAGE LOOP

BENTONVILLE, AR 72712

$2.35B

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carolyn Keating’s Registration & Firm History

AR

05/24/2022 - Present

36 North Capital Management, LLC (BENTONVILLE AR)

CT

11/07/2007 - 05/25/2010

WESTBURY GROUP LLC (WESTPORT CT)

NY

08/05/1998 - 10/28/1998

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

04/02/1997 - 06/19/1998

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/03/1995 - 02/14/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/24/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2015

Series 3 - National Commodity Futures Examination

BC

Issued 11/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carolyn Anne Keating.
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